CSI CSC1 Q&A - in .pdf

  • CSC1 pdf
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Aug 01, 2026
  • Q & A: 100 Questions and Answers
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  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
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  • Updated: Aug 01, 2026
  • Q & A: 100 Questions and Answers
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CSI CSC1 Q&A - Testing Engine

  • CSC1 Testing Engine
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Aug 01, 2026
  • Q & A: 100 Questions and Answers
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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financing and Listing Securities7%- Listing requirements and rules
- Primary market and issuance process
Topic 2: Derivatives10%- Uses, risks and basic strategies
- Options, futures and forwards
Topic 3: Equity Transactions10%- Margin and short selling
- Order types and execution
- Trading mechanics and regulations
Topic 4: The Economy13%- Monetary and fiscal policy
- Macroeconomic principles and indicators
- Impact of economic factors on investments
Topic 5: Common and Preferred Shares13%- Equity features and rights
- Valuation and classification
- Dividends and corporate actions
Topic 6: Regulation and Ethics8%- Client suitability and disclosure
- Industry regulations and compliance
- Code of conduct and ethical standards
Topic 7: Features and Types of Fixed-Income Securities12%- Characteristics, risks and benefits
- Types of fixed-income instruments
- Government and corporate bonds
Topic 8: The Canadian Investment Marketplace16%- Regulators and self-regulatory organizations
- Structure of Canadian financial system
- Market participants and roles
Topic 9: Pricing and Trading of Fixed-Income Securities11%- Valuation and pricing methods
- Price-yield relationship
- Trading and settlement processes

CSI Canadian Securities Course Exam 1 Sample Questions:

1. What is one feature of a generalpartnership?

A) it can raise funds by issuing equity .
B) A general partner runs the business and the limited partners do not.
C) The partners ate personally liable for al debts of the business
D) it is a distinct legal entity separate from its owners


2. A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?

A) Timing lags
B) Political business cycle
C) Co-ordination of federal, Provincial, and municipal policies
D) Unsynchronized fiscal and monetary policies.


3. KJR made the following warrants offering:

What is the intrinsic value of 1 KJR inc, warrant?

A) $2
B) $0
C) $5
D) $3


4. What is the impact of a stock split on the number of shares held by the shareholders and theirprice?

A) The number of shares increases and the share price decreases.
B) The number of shares decreases and the share price eases
C) The number of shares decreases and the share price decreases.
D) The number of shares Increases and theshare price Increases.


5. Which exchange trades all financial andequity futures and options listed for trading in Canada?

A) Montreal Exchange
B) Toronto Stock Exchange
C) ICE NGX Canada
D) Canadian Securities Exchange


Solutions:

Question # 1
Answer: C
Question # 2
Answer: A
Question # 3
Answer: A
Question # 4
Answer: A
Question # 5
Answer: A

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